National Association Of Securities Professionals
National Association Of Securities Professionals frequently operates at a deficit, with liabilities recently exceeding assets, but reports no officer compensation.
EIN: 133314582 · Washington, DC · NTEE: A68 · Updated: 2026-03-28
| Metric | Value |
|---|---|
| Total Revenue | $2.0M |
| Total Expenses | $2.3M |
| Program Spending | 75% |
| CEO/Top Officer Pay | $1 |
| Net Assets | $-427,875 |
| Transparency Score | 70/100 |
Is National Association Of Securities Professionals Legit?
Some Concerns
Assessment based on IRS 990 filings, spending patterns, and AI analysis. Not a guarantee of legitimacy. Full charity check →
National Association Of Securities Professionals directs 75% of its spending to programs. This exceeds the industry benchmark of 65%, indicating strong mission focus.
About National Association Of Securities Professionals
National Association Of Securities Professionals (EIN: 133314582) is a nonprofit organization based in Washington, DC, classified under NTEE code A68. The organization reported total revenue of $2.0M and total assets of $1.4M according to its most recent IRS 990 filing. This transparency report provides an AI-powered analysis of National Association Of Securities Professionals's financial health, spending patterns, executive compensation, and overall mission effectiveness based on publicly available IRS data.
Organization Overview
National Association Of Securities Professionals is a mid-size nonprofit that has been operating for 15 years, with 12 years of IRS 990 filings on record (2010–2022). Revenue has grown at a compound annual rate of 2.4%.
Key Financial Metrics (2022)
From the most recent IRS 990 filing on record:
| Total Revenue | $1.8M |
| Total Expenses | $2.3M |
| Surplus / Deficit | $-451,227 |
| Total Assets | $418K |
| Total Liabilities | $846K |
| Net Assets | $-427,875 |
| Operating Margin | -24.5% |
| Debt-to-Asset Ratio | 202.4% |
| Months of Reserves | 2.2 months |
Financial Health Grade: D
In 2022, National Association Of Securities Professionals reported a deficit of $451K with expenses exceeding revenue, holds 2.2 months of operating reserves (limited), has a debt-to-asset ratio of 202.4% (high leverage).
Financial Trends
Over 12 years of filings (2010–2022), National Association Of Securities Professionals's revenue has grown at a compound annual growth rate (CAGR) of 2.4%.
| Year | Revenue Change | Expense Change | Asset Change |
|---|---|---|---|
| 2022 | +34.7% | +71.5% | +9.6% |
| 2021 | -7.4% | -10.2% | -11.7% |
| 2020 | -34.7% | -46.2% | +7.9% |
| 2019 | +1.9% | +17.3% | -50.8% |
| 2018 | +1.0% | +5.8% | -13.3% |
IRS Tax-Exempt Classification
| IRS Classification Codes | 2000 |
| IRS Ruling Date | 2011 |
Classification data from ProPublica Nonprofit Explorer. Additional BMF data may be available after enrichment.
AI Transparency Report
Mission Effectiveness Score
NonprofitSpending's AI analysis rates National Association Of Securities Professionals with a Mission Score of 70 out of 100 (Good). This score reflects the organization's overall financial transparency, program spending efficiency, and governance indicators derived from IRS 990 public filings.
Spending Breakdown
- admin: 15%
- programs: 75%
- fundraising: 10%
According to IRS 990 filings, National Association Of Securities Professionals allocates its expenses as follows: admin: 15%, programs: 75%, fundraising: 10%. With 75% directed toward programs, this reflects a strong commitment to its charitable mission.
Key Financial Metrics (2022)
From the most recent IRS 990 filing on record:
- The organization reported a deficit of $451K, with expenses exceeding revenue.
- Debt-to-asset ratio: 202.4%.
Executive Compensation Analysis
Executive compensation is reported as 0% across all available filings, indicating that officers are not compensated through the organization, which is highly favorable for a nonprofit of its size with revenues typically exceeding $1 million.
Executive compensation data is sourced from IRS 990 filings, which require nonprofits to disclose the compensation of officers, directors, trustees, and key employees. NonprofitSpending analyzes this data relative to the organization's total revenue and sector benchmarks to assess whether executive pay is reasonable.
Red Flags
The following concerns were identified during AI analysis of National Association Of Securities Professionals's IRS 990 filings:
- Frequent deficit spending, with expenses exceeding revenue in multiple years (e.g., 2022, 2019).
- Significant increase in liabilities in 2022 ($845,886) which exceeded assets ($418,011) in the same period.
- Lack of detailed expense breakdown (program, admin, fundraising) in the provided data makes efficiency assessment difficult.
Strengths
The following positive indicators were identified for National Association Of Securities Professionals:
- Consistent reporting of 0% officer compensation across all available filings, indicating strong financial stewardship at the executive level.
- Accumulation of assets, reaching $1,395,148 in the latest period, suggesting some financial growth despite operational deficits.
- Long history of IRS 990 filings (12 filings), indicating consistent compliance and transparency in reporting.
Frequently Asked Questions about National Association Of Securities Professionals
Is National Association Of Securities Professionals a legitimate charity?
National Association Of Securities Professionals (EIN: 133314582) is a registered tax-exempt nonprofit based in Washington DC. Our AI analysis gives it a Mission Score of 70/100. It has 12 years of IRS 990 filings on record. Total revenue: $2.0M. 3 red flags identified. 3 strengths noted. Financial health grade: D.
How does National Association Of Securities Professionals spend its money?
National Association Of Securities Professionals directs 75% of its spending to programs and services. Fundraising costs 10%. This exceeds the 65% industry benchmark.
Are donations to National Association Of Securities Professionals tax-deductible?
National Association Of Securities Professionals is registered as a tax-exempt nonprofit (EIN: 133314582). Donations to most 501(c)(3) organizations are tax-deductible. Consult a tax professional for your specific situation.
How much does the National Association Of Securities Professionals CEO make?
National Association Of Securities Professionals's highest-compensated officer earns $1 annually. The organization reported $2.0M in total revenue. Executive compensation data is disclosed in IRS 990 filings.
What percentage of National Association Of Securities Professionals's spending goes to programs?
National Association Of Securities Professionals directs 75% to programs, 10% to fundraising. This exceeds the 65% industry benchmark for efficient nonprofits.
How does National Association Of Securities Professionals compare to similar nonprofits?
With a transparency score of 70/100 (Good), National Association Of Securities Professionals is above average for NTEE category A68 nonprofits. The score reflects financial transparency, program spending efficiency, and governance quality based on IRS 990 data.
Where is National Association Of Securities Professionals located?
National Association Of Securities Professionals is headquartered in Washington, Washington DC and files with the IRS under EIN 133314582. It is classified under NTEE code A68.
How many years of IRS 990 filings does National Association Of Securities Professionals have?
National Association Of Securities Professionals has 12 years of IRS 990 filings on record at NonprofitSpending. This extensive filing history provides a strong basis for evaluating long-term financial trends. The most recent filing shows $2.0M in total revenue.
What caused the significant increase in liabilities to $845,886 in 2022?
The provided data does not specify the nature of these liabilities, but their substantial increase relative to assets in 2022 is a key area for further investigation to understand the organization's financial obligations.
How does the organization plan to address its recurring deficit spending?
The organization has frequently spent more than it earned, for example, in 2022 with expenses of $2,295,827 against revenue of $1,844,600. A strategy for achieving financial sustainability is crucial.
What are the specific categories of expenses that constitute the majority of the organization's spending?
Without a detailed breakdown of expenses beyond total figures, it's challenging to determine if spending is primarily on programs, administration, or fundraising. This information is vital for assessing efficiency.
What was the reason for the period 201312 reporting $0 revenue, expenses, assets, and liabilities?
This anomaly in the filing history suggests a potential reporting error or a period of dormancy, which would require clarification from the organization.
Filing History
IRS 990 filing history for National Association Of Securities Professionals showing financial trends over 12 years of public records:
Over 12 years of IRS 990 filings (2010–2022), National Association Of Securities Professionals's revenue has grown by 32.8%, moving from $1.4M to $1.8M. Total assets decreased by 31.6% over the same period, from $611K to $418K. Total functional expenses rose by 102%, from $1.1M to $2.3M. In its most recent filing year (2022), National Association Of Securities Professionals reported a deficit of $451K, with expenses exceeding revenue. The organization holds $846K in liabilities against $418K in assets (debt-to-asset ratio: 202.4%), resulting in net assets of $-427,875.
| Year | Revenue | Expenses | Assets | Liabilities | Officer Comp. % | |
|---|---|---|---|---|---|---|
| 2022 | $1.8M | $2.3M | $418K | $846K | — | View 990 |
| 2021 | $1.4M | $1.3M | $381K | $351K | — | View 990 |
| 2020 | $1.5M | $1.5M | $432K | $341K | — | View 990 |
| 2019 | $2.3M | $2.8M | $401K | $297K | — | View 990 |
| 2018 | $2.2M | $2.4M | $815K | $180K | — | View 990 |
| 2017 | $2.2M | $2.2M | $940K | $166K | — | View 990 |
| 2016 | $1.6M | $1.5M | $1.0M | $193K | — | View 990 |
| 2014 | $1.4M | $1.4M | $915K | $213K | — | View 990 |
| 2013 | $0 | $0 | $0 | $0 | — | View 990 |
| 2012 | $1.4M | $1.4M | $870K | $172K | — | View 990 |
| 2011 | $233K | $254K | $145K | $0 | — | — |
| 2010 | $1.4M | $1.1M | $611K | $139K | — | View 990 |
Year-by-Year Financial Summary
- 2022: Revenue of $1.8M, expenses of $2.3M, and assets of $418K (revenue +34.7% year-over-year).
- 2021: Revenue of $1.4M, expenses of $1.3M, and assets of $381K (revenue -7.4% year-over-year).
- 2020: Revenue of $1.5M, expenses of $1.5M, and assets of $432K (revenue -34.7% year-over-year).
- 2019: Revenue of $2.3M, expenses of $2.8M, and assets of $401K (revenue +1.9% year-over-year).
- 2018: Revenue of $2.2M, expenses of $2.4M, and assets of $815K (revenue +1.0% year-over-year).
- 2017: Revenue of $2.2M, expenses of $2.2M, and assets of $940K (revenue +41.4% year-over-year).
- 2016: Revenue of $1.6M, expenses of $1.5M, and assets of $1.0M (revenue +11.3% year-over-year).
- 2014: Revenue of $1.4M, expenses of $1.4M, and assets of $915K.
- 2013: Revenue of $0, expenses of $0, and assets of $0 (revenue -100.0% year-over-year).
- 2012: Revenue of $1.4M, expenses of $1.4M, and assets of $870K (revenue +500.5% year-over-year).
- 2011: Revenue of $233K, expenses of $254K, and assets of $145K (revenue -83.3% year-over-year).
- 2010: Revenue of $1.4M, expenses of $1.1M, and assets of $611K.
View Individual Filing Years
Explore detailed financial data from each IRS 990 filing year for National Association Of Securities Professionals:
Data Sources and Methodology
This transparency report for National Association Of Securities Professionals is generated by NonprofitSpending's AI analysis engine. The data is sourced from publicly available IRS 990 filings accessed through the ProPublica Nonprofit Explorer API and IRS electronic filing records. The Mission Score, spending breakdown, and other analytical insights are produced by artificial intelligence and should be used as one of multiple factors when evaluating a nonprofit organization.
IRS 990 forms are annual information returns that most tax-exempt organizations must file with the IRS. These forms provide detailed financial information including revenue, expenses, assets, liabilities, and compensation of officers. NonprofitSpending processes this data to provide accessible transparency reports for donors, researchers, and the general public.
Disclaimer
AI-generated analysis based on IRS public records. Not financial or legal advice. Verify information directly with the organization.